JPMorgan Chase Corporate & Investment Bank - Auditor/Senior Auditor - Associate in New York, New York
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/ .
Corporate & Investment Bank (CIB) Audit is responsible for assessing the adequacy and effectiveness of the control environment across the CIB businesses in North America.
This is achieved through a program of audit coverage performed and managed by a team of business and technology audit specialists and coordinated on a global basis with colleagues in APAC, EMEA and LATAM.
In addition, CIB Audit is involved in assessing controls over significant projects, including business reorganizations and acquisitions, technology developments/conversions, off-shoring, and product development.
The Chief Investment Office (CIO) & Treasury Finance Audit Team manages a program of coverage over the CIO & Treasury financial controls, including integrity/accuracy of financial statements, compliance with applicable accounting standards and regulatory reporting requirements, adequacy of capital computations and forecasting, and adherence to firmwide internally developed standards and compliance requirements.
The Compliance Audit Team provides audit coverage of corporate Compliance activities, such as AML and sanctions-related activities, including CIP/CDD/EDD, governance and other controls that are specific to the line of business: Dodd-Frank OTC Derivatives, Volker initiatives, and regulation requirements.
The Credit Trading Audit team is responsible for assessing the adequacy of the control environments across the fixed income products traded by the businesses.
The Markets and Investor Services Audit Team provides audit coverage of Investor Services and Markets Operations activities, including Securities Processing and Settlements, Asset Servicing, Derivatives, Commodities and Currency Confirmations and Settlements, Collateral Management and ancillary functions such as Reconciliations, Billing and Reference Data Services.
The Prime Services Audit Team is responsible for assessing the adequacy of the control environments across prime financing, fixed income financing, and clearing.
The Treasury Services Audit Team is responsible for assessing the adequacy of the control environment across the firm's business and technology activities in the US and across the regions. Treasury Services is one of the world's largest providers of cash and treasury management services; services provided include high and low value payments, receivables, deposit services, escrow, stored value cards, and liquidity products.
Responsibilities of an Auditor/Senior Auditor:
Participate on and/or lead audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
Partner with colleagues and stakeholders to evaluate, test, and report on the adequacy and effectiveness of management controls
Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value
Stay up-to-date with evolving industry and regulatory changes impacting the business
Bachelor's degree (or relevant financial services experience) required
For an Auditor, 2+ years of internal or external auditing experience, or relevant business experience
For a Senior Auditor, 5+ years of internal or external auditing experience
CPA, other certifications, and/or advanced degrees in Finance or Accounting preferred
Strong analytical skills, particularly in regard to assessing the probability and impact of a control weakness
Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner
Proven ability to build strong relationships with key stakeholders; desire and ability to learn quickly, be flexible and think strategically
Proven ability to multitask as well as assess and change priorities
Ability to work well individually and in teams to share information, support colleagues, and encourage participation
Flexibility to travel as required
JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.