JPMorgan Chase Firmwide Risk -Commercial Banking (CB) Control Manager – Vice President in New York, New York

Firmwide Risk -Commercial Banking (CB) Control Manager – Vice President

About J.P. Morgan

J.P. Morgan is a leader in financial services, working in collaboration across the globe to deliver the best solutions and advice to meet our clients' needs, anywhere in the world. We operate in 150 countries, and hold leadership positions across our businesses. We have an exceptional team of employees who work hard to do the right thing for our clients and the firm, every day. This is why we are one of the most respected financial institutions in the world - and why we can offer you an outstanding career.

Control Management ensures a strong and consistent control environment across the firm. With Control Managers appointed for each Line of Business, Function and Region, there is a comprehensive coverage and joint accountability model with the business executive that promotes early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate operational risk.

Firmwide Risk Control Management Team will partner with all other control disciplines, adding an additional line of defense supporting Compliance, Risk and Audit, among others. The Team will work in partnership on the development of new, and oversight of existing, control functions and protocols throughout the Firm and will provide a centralized view of and from all control functions, assisting in immediate, real time problem detection and escalation. This process will enable the firm to engage the appropriate teams in a timely manner, and provide the ability to quickly remediate critical control issues across all the impacted areas of the firm. The Control Management Team will partner closely with the Audit and Risk, various Committees, Lines of Business, Legal, Compliance and Technology as well as other groups within the Firm.

Control Management team has members globally across the US, EMEA, Asia and Latin America, and as such, will bring a global perspective and globally coordinated approach to compliance oversight.

The below describes the duties performed by an individual working within this group, specifically supporting the Risk function in Commercial Banking.


  • Dynamic leadership role in Firmwide Risk Controls to partner with the CB Risk team, Legal, Compliance, Audit, Finance, and Line of Business Controls Office, as well as other key stakeholders to drive Risk related adherence to regulations, policies, and key Control programs and objectives

  • Assist with the annual Risk & Control Self-Assessment (RCSA) processes.

  • Lead organization, reporting and overall management of control validation process. This would include: risk and control identification, control evaluation (design, validation, findings & conclusions) and rating, and standard reporting and analysis of results on a frequent basis

  • Liaise with management other central evaluation utilities in the United States and India in the identification, assignment, oversight, and inspection of control evaluations.

  • Assist with management of monthly forums, regulatory related initiatives and ad hoc presentations including coordinate senior management meetings, develop commentary, establish agendas and prepare related materials

  • Define standard management reporting, including metrics of the KRIs/KPIs and report on material breaches

  • Perform analyses of common and recurring control weaknesses, and monitor results and trends in other relevant indicators

  • Evaluate, analyze and track issues and action plans to ensure progress toward planned completion dates

  • Liaise with Internal Audit and regulatory teams to review the Audit Plan, status of engagements, potential areas of concerns

  • Serve as the Control Manager for Risk projects including regulatory and exam support which includes providing controls oversight and guidance to business partners

  • Develop and deliver training sessions / programs as needed


  • Control mindset and knowledge of control design and maintaining effective control environments including understanding of systematic processes for identifying and escalating risk and control weaknesses

  • Strong business judgment and excellent verbal and written communications and presentation skills

  • Knowledge of key Financial Institution regulations, Fiduciary requirements and background with the Financial Services Industry and understanding of Risk Management areas

  • Outstanding ability to analyze problems, aggregate data, identify root causes, keen attention to detail and organizational skills

  • Ability to work both independently, and coordinate issues, findings and practices with colleagues across regions and/or divisions

  • Project and change management skills; ability to gain consensus among staff and effectively drive initiatives to completion

  • Inquisitive and proactive in identifying risks and proposing solutions

  • Team player - one who is able to prioritize in a fast moving, high pressure, constantly changing environment

  • Ability to multi-task, work well under pressure with commitment to deliver under tight deadlines


  • BA/BS in related field, CPA/MBA/Advanced Degree preferred but not required

  • 5+ years of experience in financial services or related field

  • Experience at senior or supervisory level in in financial services or related field (previous experience in Risk Management, Compliance, Internal/External Audit or other control function desired

  • Strong Microsoft Office skills required

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.