DEUTSCHE BANK SECURITIES INC. dba Deutsche Bank Investment Bank Principal Auditor - Vice President in New York, New York
Job Title: Investment Bank Principal Auditor
Corporate Title: Vice President
Location: New York, NY
In this role you will report to the Principal Audit Manager for Investment Bank, who in turn reports to the Chief Auditor for Investment Bank. You will work with management and staff within Group Audit to deliver audits owned by the Investment Bank audit team. You will also participate in other audits owned outside of the Investment Bank audit team, as part of 'front to back' audit reviews.
What We Offer You:
We offer competitive health and wellness benefits, empowering you to value life in and out of the office
Retirement savings plans, parental leave, and other family-friendly programs
An environment that encourages networking and collaboration across functions and businesses
Active engagement with the local community through Deutsche Bank's specialized employee groups
Hear from our people and look inside our office:
Your Key Responsibilities:
Proactively leads or participates in day-to-day audit work, including audit planning, fieldwork and reporting, and document process flows, identify risks, assess controls and perform audit testing
Track and validate closure of internal audit issues and regulatory observations and complete business risk assessments and contribute to the annual audit planning process e.g. coordinating work, dependencies, and resources
Executes audit fieldwork in line with the agreed audit approach, including testing of key controls to determine whether they are designed and operating effectively and documenting work in accordance with GA standards
Drafts high quality audit reports articulating control deficiencies, risks, and root cause for review by audit management
Work on ad hoc projects including methodology enhancements and regulatory inquiries and complete all work assignments on a timely basis - including planned audits, ad hoc projects, and special investigations
Proactively develop and maintain professional working relationships with colleagues, the business, and respective support areas. Work in an integrated manner with fellow team members both locally and globally
Your Skills and Experience:
Undergraduate or equivalent degree is required; advanced degrees and relevant professional certifications (e.g. CIA, CFA, etc.) are preferred but is not required
Extensive experience in an internal audit role, covering Investment Banking products
Sound audit knowledge and experience with an understanding of the risks and regulatory requirements relating to Investment Banking
A desire for personal development of core skills (technical expertise and soft skills)
Big 4 audit or accounting experience is a plus
How You'll Lead:
Communicate openly with Group Audit management and internal stakeholders, keeping all informed of potential issues and escalating problems/delays accordingly
Keep abreast of pertinent industry and regulatory trends
Excellent written & verbal communication skills, with the ability to communicate effectively at all levels within Group Audit and with stakeholders
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.
Click to find out more about our diversity and inclusion policy and initiatives.
We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.
Deutsche Bank is an Equal Opportunity Employer - Veterans/Disabled and other protected categories.